Sunbelt Securities

Sunbelt Securities (CRD# 42180) is a financial advisory firm headquartered in Houston, TX. They manage $175,904,839 in 943 accounts and serve the financial needs of clients across 32 states (or territories).

By the Numbers
  • Total Assets Under Management
    176
    MILLION
  • Total Number of Accounts
    943
    ACCOUNTS
  • Average Account Value
    $186,537
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, AZ, CA, CO, FL, GA, IA, IL, KY, LA, MD, MI, MO, MS, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI, WV

Financial Advisors at Sunbelt Securities
Showing 1 - 10 of 49 top financial advisors.
1
Charles W. Bingham
CRD#: 4877997
2700 Post Oak Blvd, Suite 1700, Houston, TX 77056
101
Wealthminder
score
Charles Bingham (CRD# 4877997) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 11 years of experience in the finance industry. Charles Bingham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
2
William R. Howard
CRD#: 5578891
2700 Post Oak Blvd. Ste# 1700, Houston, TX 77056
100
Wealthminder
score

William "Beau" Howard (CRD# 5578891) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 9 years of experience in the finance industry.

 

Sunbelt Securities is an independent Asset Management and Financial Planning firm based in Houston, Texas. Our clients are successful individuals who receive sophisticated money management and financial planning. A fully independent firm, we are able to provide unbiased financial advice, making the best choices for our clients based on their individual situations and preferences. Sunbelt Securities has the experience, resources, and dedication to personalized attention to provide high quality service

3
Brock A. Carlin
CRD#: 5455808
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
96
Wealthminder
score

Brock Carlin (CRD# 5455808) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 10 years of experience in the finance industry. Brock Carlin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Kirk A. Freedle
CRD#: 2471300
3033 S Parker Road, Suite 730, Aurora, CO 80014
96
Wealthminder
score

Kirk Freedle (CRD# 2471300) is an Investment Advisor Representative working at Sunbelt Securities in Aurora, CO and has over 15 years of experience in the finance industry.

5
Roy A. Longoria
CRD#: 4477369
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
96
Wealthminder
score

Roy Longoria (CRD# 4477369) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 16 years of experience in the finance industry. Roy Longoria has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
James H. Reddish
CRD#: 5184697
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
96
Wealthminder
score

James Reddish (CRD# 5184697) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 11 years of experience in the finance industry. James Reddish has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Minor D. Shores
CRD#: 1346068
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
96
Wealthminder
score

Minor Shores (CRD# 1346068) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 33 years of experience in the finance industry. Minor Shores has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Kenneth R. Barry
CRD#: 1559982
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
93
Wealthminder
score

Kenneth Barry (CRD# 1559982) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 24 years of experience in the finance industry.

9
Thomas P. Brashear
CRD#: 1915838
13140 Coit Road, Suite 107, Dallas, TX 75240
93
Wealthminder
score

Thomas Brashear (CRD# 1915838) is an Investment Advisor Representative working at Sunbelt Securities in Dallas, TX and has over 29 years of experience in the finance industry.

10
Gaylord Chase
CRD#: 4602497
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
93
Wealthminder
score

Gaylord Chase (CRD# 4602497) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 15 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.