Tci Wealth Advisors, Inc.

Tci Wealth Advisors, Inc. (CRD# 107373) is a financial advisory firm headquartered in Tucson, AZ. They manage $1,980,855,414 in 6,466 accounts and serve the financial needs of clients across 24 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,981
    MILLION
  • Total Number of Accounts
    6,466
    ACCOUNTS
  • Average Account Value
    $306,349
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, FL, GA, IL, IN, MA, MD, MN, MT, NC, NE, NJ, NM, NV, NY, OR, TX, UT, VA, WA, WI

Financial Advisors at Tci Wealth Advisors, Inc.
Showing 1 - 10 of 19 top financial advisors.
1
Michael Abeshaus
CRD#: 5572046
150 W. Dale Street, Suite 1, Flagstaff, AZ 86002
96
Wealthminder
score

Michael Abeshaus (CRD# 5572046) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Flagstaff, AZ and has over 9 years of experience in the finance industry. Michael Abeshaus has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Lori A. Booth-Houle
CRD#: 4521162
4011 East Sunrise Drive, Tucson, AZ 85718
96
Wealthminder
score

Lori Booth-Houle (CRD# 4521162) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 16 years of experience in the finance industry. Lori Booth-Houle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael A. Grosso
CRD#: 2979301
6929 E. Greenway Parkway, Suite 150, Scottsdale, AZ 85254
96
Wealthminder
score

Michael Grosso (CRD# 2979301) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Scottsdale, AZ and has over 19 years of experience in the finance industry. Michael Grosso has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Henry T. Peck
CRD#: 2107644
4011 East Sunrise Drive, Tucson, AZ 85718
96
Wealthminder
score

Henry Peck (CRD# 2107644) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 12 years of experience in the finance industry. Henry Peck has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Dana M. Sandoval
CRD#: 2668480
1228 15th Street #300, Denver, CO 80202
96
Wealthminder
score

Dana Sandoval (CRD# 2668480) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Denver, CO and has over 22 years of experience in the finance industry. Dana Sandoval has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
John J. Stephens
CRD#: 4535774
4011 E. Sunrise Drive, Tucson, AZ 85718
96
Wealthminder
score

John Stephens (CRD# 4535774) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 17 years of experience in the finance industry. John Stephens has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Samuel T. Swift
CRD#: 5495465
4011 East Sunrise Drive, Tucson, AZ 85718
96
Wealthminder
score

Samuel Swift (CRD# 5495465) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 9 years of experience in the finance industry. Samuel Swift has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Justin M. Thomas
CRD#: 5259220
4757 Caughlin Parkway, Reno, NV 89509
96
Wealthminder
score

Justin Thomas (CRD# 5259220) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Reno, NV and has over 10 years of experience in the finance industry. Justin Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Marc D. Campbell
CRD#: 5789364
4011 East Sunrise Drive, Tucson, AZ 85718
93
Wealthminder
score

Marc Campbell (CRD# 5789364) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 7 years of experience in the finance industry.

10
William D. Moss
CRD#: 2839127
4011 East Sunrise Drive, Tucson, AZ 85718
93
Wealthminder
score

William Moss (CRD# 2839127) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 20 years of experience in the finance industry.

1 2 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.