The Raffin Group LLC

The Raffin Group LLC (CRD# 310270) is a financial advisory firm headquartered in , . They manage $15,184,603 in 99 accounts and serve the financial needs of clients across 4 states (or territories).

Current Firm Details
https://www.linkedin.com/in/nicholas-raffin-750878163/
By the Numbers
  • Total Assets Under Management
    15
    MILLION
  • Total Number of Accounts
    99
    ACCOUNTS
  • Average Account Value
    $153,380
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, NJ, NY, TX

Financial Advisors at The Raffin Group LLC
Showing 1 - 1 of 1 top financial advisors.
1
Nicholas Raffin, financial advisor Los Altos Hills CA
Nicholas E. Raffin
CRD#: 6430877
13468 Three Forks Lane, Los Altos Hills, CA 94022
Nicholas Raffin (CRD# 6430877) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 2 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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