Thomas L. Sullivan

Thomas L. Sullivan (CRD# 115437) is a financial advisory firm headquartered in Roseville, MN. They manage $39,416,344 in 213 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Thomas L. Sullivan
Showing 1 - 2 of 2 top financial advisors.
Thomas L. Sullivan
CRD#: 439818
1935 W. Co. Rd. B-2, Suite 310, Roseville, MN 55113

Thomas Sullivan (CRD# 439818) is an Investment Advisor Representative working at Thomas L. Sullivan in Roseville, MN and has over 37 years of experience in the finance industry.

Kelly J. Sullivan Noah
CRD#: 5904409
1935 W. Co. Rd. B-2, Suite 310, Roseville, MN 55113

Kelly Sullivan Noah (CRD# 5904409) is an Investment Advisor Representative working at Thomas L. Sullivan in Roseville, MN and has 1 year of experience in the finance industry.

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