Thomas Smith And Associates, Inc.

Thomas Smith And Associates, Inc. (CRD# 126810) is a financial advisory firm headquartered in , . They manage $12,000,000 in 6 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    12
    MILLION
  • Total Number of Accounts
    6
    ACCOUNTS
  • Average Account Value
    $2,000,000
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

NC, SC

Financial Advisors at Thomas Smith And Associates, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Thomas G. Smith
CRD#: 2057582
Seneca, SC
96
Wealthminder
score

Thomas Smith (CRD# 2057582) is an Investment Advisor Representative working at Thomas Smith And Associates, Inc. in Seneca, SC and has over 26 years of experience in the finance industry.

2
David K. Smith
CRD#: 2303443
Seneca, SC
93
Wealthminder
score

David Smith (CRD# 2303443) is an Investment Advisor Representative working at Thomas Smith And Associates, Inc. in Seneca, SC and has over 23 years of experience in the finance industry.

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