Tri-star Financial (CRD# 148450) is a financial advisory firm headquartered in El Segundo, CA. They manage $38,218,977 in 1,278 accounts and serve the financial needs of clients across 24 states (or territories).
Total Assets Under Management38MILLION
Total Number of Accounts1,278ACCOUNTS
Average Account Value$29,905
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, GA, HI, IL, IN, MD, MI, MO, NC, NH, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA
Mark Wiacek (CRD# 2135299) is an Investment Advisor Representative working at Tri-star Financial in El Segundo, CA and has over 18 years of experience in the finance industry.
Mark Rothstein (CRD# 1084659) is an Investment Advisor Representative working at Tri-star Financial in El Segundo, CA and has over 21 years of experience in the finance industry. Mark Rothstein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.