Tri-star Financial

Tri-star Financial (CRD# 148450) is a financial advisory firm headquartered in El Segundo, CA. They manage $38,218,977 in 1,278 accounts and serve the financial needs of clients across 24 states (or territories).

By the Numbers
  • Total Assets Under Management
    38
    MILLION
  • Total Number of Accounts
    1,278
    ACCOUNTS
  • Average Account Value
    $29,905
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, GA, HI, IL, IN, MD, MI, MO, NC, NH, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA

Financial Advisors at Tri-star Financial
Showing 1 - 2 of 2 top financial advisors.
1
Mark A. Wiacek
CRD#: 2135299
909 North Sepulveda Boulevard, Suite 270, El Segundo, CA 90245
93
Wealthminder
score

Mark Wiacek (CRD# 2135299) is an Investment Advisor Representative working at Tri-star Financial in El Segundo, CA and has over 18 years of experience in the finance industry.

2
Mark S. Rothstein
CRD#: 1084659
909 North Sepulveda Boulevard, Suite 270, El Segundo, CA 90245
61
Wealthminder
score

Mark Rothstein (CRD# 1084659) is an Investment Advisor Representative working at Tri-star Financial in El Segundo, CA and has over 20 years of experience in the finance industry. Mark Rothstein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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