Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $496,034,949,376 in 957,738 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    496,035
    MILLION
  • Total Number of Accounts
    957,738
    ACCOUNTS
  • Average Account Value
    $517,923
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Ubs Financial Services Inc.
Showing 1 - 10 of 10,100 top financial advisors.
1
Alexandra N. Abadia
CRD#: 5951708
Weehawken, NJ 07086

Alexandra Abadia (CRD# 5951708) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 4 years of experience in the finance industry.

2
Kenneth Abady
CRD#: 1563615
San Diego, CA 92130

Kenneth Abady (CRD# 1563615) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Diego, CA and has over 28 years of experience in the finance industry.

3
Gianni T. Abballe
CRD#: 5753288
Charlotte, NC 28277

Gianni Abballe (CRD# 5753288) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Charlotte, NC and has over 5 years of experience in the finance industry.

4
Christine L. Abbott
CRD#: 5241462
New York, NY 10020

Christine Abbott (CRD# 5241462) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 12 years of experience in the finance industry.

5
Dane C. Abbott
CRD#: 5619105
Los Angeles, CA 90067

Dane Abbott (CRD# 5619105) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 10 years of experience in the finance industry.

6
Natalia E. Abbott
CRD#: 5016374
Atlanta, GA 30326

Natalia Abbott (CRD# 5016374) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Atlanta, GA and has over 13 years of experience in the finance industry.

7
William E. Abbott
CRD#: 183
Atlanta, GA 30326

William Abbott (CRD# 183) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Atlanta, GA and has over 39 years of experience in the finance industry.

8
Nicholas G. Abdy
CRD#: 4701550
Tucson, AZ 85718

Nicholas Abdy (CRD# 4701550) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Tucson, AZ and has over 15 years of experience in the finance industry.

9
Pamela Abercrombie Capps
CRD#: 4454618
Saint Louis, MO 63105

Pamela Abercrombie Capps (CRD# 4454618) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Saint Louis, MO and has over 17 years of experience in the finance industry.

10
Gregg A. Abernathy
CRD#: 2531770
San Francisco, CA 94104

Gregg Abernathy (CRD# 2531770) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 24 years of experience in the finance industry.

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