Uma Financial Services Inc.

Uma Financial Services Inc. (CRD# 106043) is a financial advisory firm headquartered in Salt Lake City, UT. They manage $816,381,688 in 4,064 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    816
    MILLION
  • Total Number of Accounts
    4,064
    ACCOUNTS
  • Average Account Value
    $200,881
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, ID, LA, OR, TX, UT, WA

Financial Advisors at Uma Financial Services Inc.
Showing 1 - 8 of 8 top financial advisors.
1
Jeffrey D. Zesiger
CRD#: 2649450
310 East 4500 South, #550, Salt Lake City, UT 84107
101
Wealthminder
score

Jeffrey Zesiger (CRD# 2649450) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 22 years of experience in the finance industry. Jeffrey Zesiger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Ryan M. Bladen
CRD#: 5285743
310 E. 4500 S. #550, Salt Lake City, UT 84107
96
Wealthminder
score

Ryan Bladen (CRD# 5285743) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 11 years of experience in the finance industry. Ryan Bladen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Eric A. Halvorsen
CRD#: 4974344
310 East 4500 South, Suite 550, Salt Lake City, UT 84107
96
Wealthminder
score

Eric Halvorsen (CRD# 4974344) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 11 years of experience in the finance industry. Eric Halvorsen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Patrick J. Brady
CRD#: 2862037
310 East 4500 South, #550, Salt Lake City, UT 84107
93
Wealthminder
score

Patrick Brady (CRD# 2862037) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 21 years of experience in the finance industry.

5
Chad E. Kelley
CRD#: 6343638
310 East 4500 South, Suite 550, Salt Lake City, UT 84107
93
Wealthminder
score

Chad Kelley (CRD# 6343638) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 3 years of experience in the finance industry. Chad Kelley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Wendy O. Lewis
CRD#: 1683943
310 East 4500 South, Suite 550, Salt Lake City, UT 84107
93
Wealthminder
score

Wendy Lewis (CRD# 1683943) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 30 years of experience in the finance industry.

7
Margaret M. Saez
CRD#: 2691049
310 East 4500 South, Suite 550, Salt Lake City, UT 84107
90
Wealthminder
score

Margaret Saez (CRD# 2691049) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 3 years of experience in the finance industry.

8
Trent L. Searle
CRD#: 4433677
310 East 4500 South, Suite 550, Salt Lake City, UT 84107
90
Wealthminder
score

Trent Searle (CRD# 4433677) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has 1 year of experience in the finance industry. Trent Searle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.