Uma Financial Services Inc.

Uma Financial Services Inc. (CRD# 106043) is a financial advisory firm headquartered in Salt Lake City, UT. They manage $1,223,895,020 in 5,098 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,224
    MILLION
  • Total Number of Accounts
    5,098
    ACCOUNTS
  • Average Account Value
    $240,074
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, LA, MT, OR, TX, UT, WA

Financial Advisors at Uma Financial Services Inc.
Showing 1 - 8 of 8 top financial advisors.
1
Ryan M. Bladen
CRD#: 5285743
310 E. 4500 S. #550, Salt Lake City, UT 84107

Ryan Bladen (CRD# 5285743) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 14 years of experience in the finance industry. Ryan Bladen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Patrick J. Brady
CRD#: 2862037
310 East 4500 South, #550, Salt Lake City, UT 84107

Patrick Brady (CRD# 2862037) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 23 years of experience in the finance industry.

3
Eric A. Halvorsen
CRD#: 4974344
310 East 4500 South, Suite 550, Salt Lake City, UT 84107

Eric Halvorsen (CRD# 4974344) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 14 years of experience in the finance industry. Eric Halvorsen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Chad E. Kelley
CRD#: 6343638
310 East 4500 South, Suite 550, Salt Lake City, UT 84107

Chad Kelley (CRD# 6343638) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 5 years of experience in the finance industry. Chad Kelley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Wendy O. Lewis
CRD#: 1683943
310 East 4500 South, Suite 550, Salt Lake City, UT 84107

Wendy Lewis (CRD# 1683943) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 33 years of experience in the finance industry.

6
Margaret M. Saez
CRD#: 2691049
310 East 4500 South, Suite 550, Salt Lake City, UT 84107

Margaret Saez (CRD# 2691049) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 6 years of experience in the finance industry.

7
Trent L. Searle
CRD#: 4433677
Salt Lake City, UT 84107

Trent Searle (CRD# 4433677) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has 21 year of experience in the finance industry. Trent Searle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

8
Jeffrey D. Zesiger
CRD#: 2649450
Salt Lake City, UT 84107

Jeffrey Zesiger (CRD# 2649450) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 25 years of experience in the finance industry. Jeffrey Zesiger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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