Uma Financial Services Inc.

Uma Financial Services Inc. (CRD# 106043) is a financial advisory firm headquartered in Salt Lake City, UT. They manage $620,644,697 in 5,611 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    621
    MILLION
  • Total Number of Accounts
    5,611
    ACCOUNTS
  • Average Account Value
    $110,612
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX, UT

Financial Advisors at Uma Financial Services Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Jeffrey D. Zesiger
CRD#: 2649450
310 East 4500 South, #550, Salt Lake City, UT 84107
101
Wealthminder
score

Jeffrey Zesiger (CRD# 2649450) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 22 years of experience in the finance industry. Jeffrey Zesiger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Ryan M. Bladen
CRD#: 5285743
310 E. 4500 S. #500, Salt Lake City, UT 84107
96
Wealthminder
score

Ryan Bladen (CRD# 5285743) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 11 years of experience in the finance industry. Ryan Bladen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Eric A. Halvorsen
CRD#: 4974344
310 East 4500 South, Suite 500, Salt Lake City, UT 84107
96
Wealthminder
score

Eric Halvorsen (CRD# 4974344) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 11 years of experience in the finance industry. Eric Halvorsen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Patrick J. Brady
CRD#: 2862037
310 East 4500 South, #500, Salt Lake City, UT 84107
93
Wealthminder
score

Patrick Brady (CRD# 2862037) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 20 years of experience in the finance industry.

5
Wendy O. Lewis
CRD#: 1683943
310 East 4500 South, #550, Salt Lake City, UT 84107
93
Wealthminder
score

Wendy Lewis (CRD# 1683943) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 30 years of experience in the finance industry.

6
Chad E. Kelley
CRD#: 6343638
310 East 4500 South, #550, Salt Lake City, UT 84107
88
Wealthminder
score

Chad Kelley (CRD# 6343638) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 2 years of experience in the finance industry.

7
Margaret M. Saez
CRD#: 2691049
310 East 4500 South, #550, Salt Lake City, UT 84107
88
Wealthminder
score

Margaret Saez (CRD# 2691049) is an Investment Advisor Representative working at Uma Financial Services Inc. in Salt Lake City, UT and has over 3 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.