Up North Financial, LLC
Up North Financial, LLC (CRD# 150996) is a financial advisory firm headquartered in Traverse City, MI. They manage $56,331,914 in 497 accounts and serve the financial needs of clients across 2 states (or territories).
Total Assets Under Management56MILLION
Total Number of Accounts497ACCOUNTS
Average Account Value$113,344
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
Mark Herman (CRD# 2190754) is an Investment Advisor Representative working at Up North Financial, LLC in Traverse City, MI and has over 25 years of experience in the finance industry. Mark Herman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
William Flynn (CRD# 802730) is an Investment Advisor Representative working at Up North Financial, LLC in Traverse City, MI and has over 32 years of experience in the finance industry.