Usca Ria LLC

Usca Ria LLC (CRD# 152170) is a financial advisory firm headquartered in Houston, TX. They manage $2,764,481,331 in 5,988 accounts and serve the financial needs of clients across 47 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,764
    MILLION
  • Total Number of Accounts
    5,988
    ACCOUNTS
  • Average Account Value
    $461,670
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Usca Ria LLC
Showing 1 - 10 of 67 top financial advisors.
1
Robin C. Austin
CRD#: 2518265
300 Crescent Court, Suite 1150, Dallas, TX 75201

Robin Austin (CRD# 2518265) is an Investment Advisor Representative working at Usca Ria LLC in Dallas, TX and has over 26 years of experience in the finance industry.

2
Christian C. Bauman
CRD#: 2731904
4444 Westheimer, Suite G500, Houston, TX 77027

Christian Bauman (CRD# 2731904) is an Investment Advisor Representative working at Usca Ria LLC in Houston, TX and has over 24 years of experience in the finance industry. Christian Bauman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Gil A. Beer
CRD#: 4910876
4444 Westheimer, Suite G500, Houston, TX 77027

Gil Beer (CRD# 4910876) is an Investment Advisor Representative working at Usca Ria LLC in Houston, TX and has over 14 years of experience in the finance industry.

4
Robert A. Boswell
CRD#: 6914940
4444 Westheimer, Suite G500, Houston, TX 77027

Robert Boswell (CRD# 6914940) is an Investment Advisor Representative working at Usca Ria LLC in Houston, TX and has over 2 years of experience in the finance industry.

5
Robert D. Bourland
CRD#: 2847162
300 Cresent Court, Suite 1150, Dallas, TX 75201

Robert Bourland (CRD# 2847162) is an Investment Advisor Representative working at Usca Ria LLC in Dallas, TX and has over 23 years of experience in the finance industry.

6
Rachel M. Brown
CRD#: 4624485
4444 Westheimer, Suite G500, Houston, TX 77027

Rachel Brown (CRD# 4624485) is an Investment Advisor Representative working at Usca Ria LLC in Houston, TX and has over 17 years of experience in the finance industry. Rachel Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Thomas C. Carman
CRD#: 5551638
4444 Westheimer, Suite G500, Houston, TX 77027

Thomas Carman (CRD# 5551638) is an Investment Advisor Representative working at Usca Ria LLC in Houston, TX and has over 8 years of experience in the finance industry. Thomas Carman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Collin Clark
CRD#: 6413150
300 W 6th Street, Suite 1900, Austin, TX 78701

Collin Clark (CRD# 6413150) is an Investment Advisor Representative working at Usca Ria LLC in Austin, TX and has over 5 years of experience in the finance industry.

9
Denise L. Clifton
CRD#: 5014598
300 Crescent Court, Suite 1150, Dallas, TX 75201

Denise Clifton (CRD# 5014598) is an Investment Advisor Representative working at Usca Ria LLC in Dallas, TX and has over 15 years of experience in the finance industry.

10
Ann E. Deaton
CRD#: 1456459
4444 Westheimer, Suite G500, Houston, TX 77027

Ann Deaton (CRD# 1456459) is an Investment Advisor Representative working at Usca Ria LLC in Houston, TX and has over 34 years of experience in the finance industry.

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