Usi Securities, Inc.

Usi Securities, Inc. (CRD# 43793) is a financial advisory firm headquartered in Glastonbury, CT. They serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, FL, IL, MA, MO, NJ, OH, PA, TX

Financial Advisors at Usi Securities, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Ronald L. Fresh
CRD#: 214142
312 Elm Street, 24th Floor, Cincinnati, OH 45202
96
Wealthminder
score

Ronald Fresh (CRD# 214142) is an Investment Advisor Representative working at Usi Securities, Inc. in Cincinnati, OH and has over 33 years of experience in the finance industry. Ronald Fresh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Timothy F. Hecker
CRD#: 1465181
312 Elm Street, 24th Floor, Cincinnati, OH 45202
96
Wealthminder
score

Timothy Hecker (CRD# 1465181) is an Investment Advisor Representative working at Usi Securities, Inc. in Cincinnati, OH and has over 31 years of experience in the finance industry.

3
Joseph J. Gritzer
CRD#: 2162679
95 Glastonbury Blvd, Suite 102, Glastonbury, CT 06033
93
Wealthminder
score

Joseph Gritzer (CRD# 2162679) is an Investment Advisor Representative working at Usi Securities, Inc. in Glastonbury, CT and has over 25 years of experience in the finance industry.

4
John F. Vaughn
CRD#: 3174224
95 Glastonbury Blvd, Suite 102, Glastonbury, CT 06033
93
Wealthminder
score

John Vaughn (CRD# 3174224) is an Investment Advisor Representative working at Usi Securities, Inc. in Glastonbury, CT and has over 17 years of experience in the finance industry.

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