Vanguard Advisers, Inc.

Vanguard Advisers, Inc. (CRD# 106715) is a financial advisory firm headquartered in Malvern, PA. They manage $276,525,412,785 in 518,715 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    276,525
    MILLION
  • Total Number of Accounts
    518,715
    ACCOUNTS
  • Average Account Value
    $533,097
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Vanguard Advisers, Inc.
Showing 31 - 40 of 2,233 top financial advisors.
31
Julia S. Aument
CRD#: 5164969
2525 Water Ridge Pkwy, 1 North Falls Plaza Suite 100, Charlotte, NC 28217

Julia Aument (CRD# 5164969) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 14 years of experience in the finance industry. Julia Aument has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

32
Jonathan S. Axtell
CRD#: 3094664
2525 Water Ridge Parkway, 1 North Falls Plaza Suite 100, Charlotte, NC 28217

Jonathan Axtell (CRD# 3094664) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 22 years of experience in the finance industry. Jonathan Axtell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

33
Theodore E. Bacote
CRD#: 6302467
2525 Water Ridge Pkwy., 1 North Falls Plaza, Ste. 1000, Charlotte, NC 28217

Theodore Bacote (CRD# 6302467) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 3 years of experience in the finance industry.

34
Jason R. Bailey
CRD#: 6558067
2525 Water Ridge Parkway, 1 North Falls Plaza, Ste 100, Charlotte, NC 28217

Jason Bailey (CRD# 6558067) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 5 years of experience in the finance industry.

35
Oliver B. Bailey
CRD#: 1719155
2525 Water Ridge Pkwy, 1 North Falls Plaza, Ste 100, Charlotte, NC 28217

Oliver Bailey (CRD# 1719155) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 20 years of experience in the finance industry. Oliver Bailey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

36
Timothy O. Bailey
CRD#: 3159945
2525 Water Ridge Parkway, 1 North Falls Plaza, Charlotte, NC 28217

Timothy Bailey (CRD# 3159945) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 7 years of experience in the finance industry.

37
William E. Bailey
CRD#: 6100463
2525 Water Ridge Pkwy, 1 North Falls Plaza Ste 100, Charlotte, NC 28217

William Bailey (CRD# 6100463) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 8 years of experience in the finance industry.

38
Charles C. Ball
CRD#: 5288070
2525 Water Ridge Parkway, 1 North Falls Plaza, Ste 100, Charlotte, NC 28217

Charles Ball (CRD# 5288070) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 14 years of experience in the finance industry. Charles Ball has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

39
Judy M. Ballard
CRD#: 5635679
14321 N. Northsight Boulevard, Scottsdale, AZ 85260

Judy Ballard (CRD# 5635679) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Scottsdale, AZ and has over 12 years of experience in the finance industry.

40
Philipp A. Ballmaier
CRD#: 6180414
14321 N Northsight Blvd, Scottsdale, AZ 85260

Philipp Ballmaier (CRD# 6180414) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Scottsdale, AZ and has over 7 years of experience in the finance industry.

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