Vaughan Nelson Investment Management, LP

Vaughan Nelson Investment Management, LP (CRD# 106975) is a financial advisory firm headquartered in Houston, TX. They manage $13,190,123,419 in 408 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    13,190
    MILLION
  • Total Number of Accounts
    408
    ACCOUNTS
  • Average Account Value
    $32,328,734
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Vaughan Nelson Investment Management, LP
Showing 1 - 8 of 8 top financial advisors.
1
Dennis G. Alff
CRD#: 5455166
600 Travis, Suite 6300, Houston, TX 77002

Dennis Alff (CRD# 5455166) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has 1 year of experience in the finance industry.

2
Danika H. Cline
CRD#: 6230043
600 Travis, Suite 6300, Houston, TX 77002

Danika Cline (CRD# 6230043) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has 1 year of experience in the finance industry. Danika Cline has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Charles M. Ellis
CRD#: 838276
600 Travis, Suite 6300, Houston, TX 77002

Charles Ellis (CRD# 838276) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 34 years of experience in the finance industry.

4
Mark E. Farrell
CRD#: 4520281
600 Travis, Suite 6300, Houston, TX 77002

Mark Farrell (CRD# 4520281) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 21 years of experience in the finance industry.

5
Blanca L. Garza
CRD#: 2656018
600 Travis, Suite 6300, Houston, TX 77002

Blanca Garza (CRD# 2656018) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 26 years of experience in the finance industry.

6
Steven M. Henriksen
CRD#: 1088612
600 Travis, Suite 6300, Houston, TX 77002

Steven Henriksen (CRD# 1088612) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 36 years of experience in the finance industry.

7
Christopher D. Wallis
CRD#: 3103840
600 Travis, Suite 6300, Houston, TX 77002

Christopher Wallis (CRD# 3103840) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 22 years of experience in the finance industry.

8
Scott J. Weber
CRD#: 2935472
600 Travis, Suite 6300, Houston, TX 77002

Scott Weber (CRD# 2935472) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 24 years of experience in the finance industry.

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