Vaughan Nelson Investment Management, LP

Vaughan Nelson Investment Management, LP (CRD# 106975) is a financial advisory firm headquartered in Houston, TX. They manage $12,148,361,073 in 569 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,148
    MILLION
  • Total Number of Accounts
    569
    ACCOUNTS
  • Average Account Value
    $21,350,371
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Vaughan Nelson Investment Management, LP
Showing 1 - 7 of 7 top financial advisors.
1
Christopher D. Wallis
CRD#: 3103840
600 Travis, Suite 6300, Houston, TX 77002
96
Wealthminder
score

Christopher Wallis (CRD# 3103840) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 18 years of experience in the finance industry.

2
Scott J. Weber
CRD#: 2935472
600 Travis, Suite 6300, Houston, TX 77002
96
Wealthminder
score

Scott Weber (CRD# 2935472) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 20 years of experience in the finance industry.

3
Charles M. Ellis
CRD#: 838276
600 Travis, Suite 6300, Houston, TX 77002
93
Wealthminder
score

Charles Ellis (CRD# 838276) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 30 years of experience in the finance industry.

4
Mark E. Farrell
CRD#: 4520281
600 Travis, Suite 6300, Houston, TX 77002
93
Wealthminder
score

Mark Farrell (CRD# 4520281) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 17 years of experience in the finance industry.

5
Blanca L. Garza-Bianco
CRD#: 2656018
600 Travis, Suite 6300, Houston, TX 77002
93
Wealthminder
score

Blanca Garza-Bianco (CRD# 2656018) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 22 years of experience in the finance industry.

6
Steven M. Henriksen
CRD#: 1088612
600 Travis, Suite 6300, Houston, TX 77002
93
Wealthminder
score

Steven Henriksen (CRD# 1088612) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 33 years of experience in the finance industry.

7
Dennis G. Alff
CRD#: 5455166
600 Travis, Suite 6300, Houston, TX 77002
90
Wealthminder
score

Dennis Alff (CRD# 5455166) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has 1 year of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.