Wales Investments Inc.
Wales Investments Inc. (CRD# 172894) is a financial advisory firm headquartered in San Jose, CA. They manage $82,561,770 in 352 accounts and serve the financial needs of clients across 1 states (or territories).
Total Assets Under Management83MILLION
Total Number of Accounts352ACCOUNTS
Average Account Value$234,550
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
Sandra Wales (CRD# 4065884) is an Investment Advisor Representative working at Wales Investments Inc. in San Jose, CA and has over 18 years of experience in the finance industry. Sandra Wales has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Arathi Thyagarajan (CRD# 6167228) is an Investment Advisor Representative working at Wales Investments Inc. in San Jose, CA and has 1 year of experience in the finance industry.