Watermark Asset Management, Inc.

Watermark Asset Management, Inc. (CRD# 108407) is a financial advisory firm headquartered in San Ramon, CA. They manage $310,441,623 in 1,020 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    310
    MILLION
  • Total Number of Accounts
    1,020
    ACCOUNTS
  • Average Account Value
    $304,355
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, TX, WA

Financial Advisors at Watermark Asset Management, Inc.
Showing 1 - 8 of 8 top financial advisors.
1
Karen S. Buxton
CRD#: 3230153
2010 Crow Canyon Place, Suite 210, San Ramon, CA 94583
96
Wealthminder
score

Karen Buxton (CRD# 3230153) is an Investment Advisor Representative working at Watermark Asset Management, Inc. in San Ramon, CA and has over 8 years of experience in the finance industry. Karen Buxton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Lyle J. Brandt
CRD#: 1275304
2010 Crow Canyon Place Suite 210, San Ramon, CA 94583
93
Wealthminder
score

Lyle Brandt (CRD# 1275304) is an Investment Advisor Representative working at Watermark Asset Management, Inc. in San Ramon, CA and has over 32 years of experience in the finance industry.

3
Daniel E. King
CRD#: 4054679
2010 Crow Canyon Place, Suite 210, San Ramon, CA 94583
93
Wealthminder
score

Daniel King (CRD# 4054679) is an Investment Advisor Representative working at Watermark Asset Management, Inc. in San Ramon, CA and has over 17 years of experience in the finance industry.

4
Eva Y. Lam
CRD#: 4185706
2010 Crow Canyon Place Suite 210, San Ramon, CA 94583
93
Wealthminder
score

Eva Lam (CRD# 4185706) is an Investment Advisor Representative working at Watermark Asset Management, Inc. in San Ramon, CA and has over 10 years of experience in the finance industry.

5
Theodore D. Lew
CRD#: 3262592
2010 Crow Canyon Place, Suite 210, San Ramon, CA 94583
93
Wealthminder
score

Theodore Lew (CRD# 3262592) is an Investment Advisor Representative working at Watermark Asset Management, Inc. in San Ramon, CA and has over 8 years of experience in the finance industry.

6
Kelly A. Mason
CRD#: 1223191
2010 Crow Canyon Place, Suite 210, San Ramon, CA 94583
93
Wealthminder
score

Kelly Mason (CRD# 1223191) is an Investment Advisor Representative working at Watermark Asset Management, Inc. in San Ramon, CA and has over 26 years of experience in the finance industry.

7
Mark I. Miller
CRD#: 2170261
2010 Crow Canyon Place Suite 210, San Ramon, CA 94583
93
Wealthminder
score

Mark Miller (CRD# 2170261) is an Investment Advisor Representative working at Watermark Asset Management, Inc. in San Ramon, CA and has over 26 years of experience in the finance industry.

8
Rosanne Costello
CRD#: 1098979
2010 Crow Canyon Place, Suite 210, San Ramon, CA 94583
83
Wealthminder
score

Rosanne Costello (CRD# 1098979) is an Investment Advisor Representative working at Watermark Asset Management, Inc. in San Ramon, CA and has over 33 years of experience in the finance industry.

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