Wellington Shields & Company, LLC

Wellington Shields & Company, LLC (CRD# 149021) is a financial advisory firm headquartered in New York, NY. They manage $362,183,544 in 285 accounts and serve the financial needs of clients across 15 states (or territories).

By the Numbers
  • Total Assets Under Management
    362
    MILLION
  • Total Number of Accounts
    285
    ACCOUNTS
  • Average Account Value
    $1,270,819
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CT, DC, DE, FL, GA, MA, MD, NC, NJ, NY, PA, TX, VA, VT

Financial Advisors at Wellington Shields & Company, LLC
Showing 1 - 10 of 25 top financial advisors.
1
Henry L. Bogert
CRD#: 24842
140 Broadway, Suite 4400, New York, NY 10005

Henry Bogert (CRD# 24842) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 41 years of experience in the finance industry.

2
Georges C. Boyer
CRD#: 1327554
140 Broadway, Suite 4400, New York, NY 10005

Georges Boyer (CRD# 1327554) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 36 years of experience in the finance industry.

3
Alan S. Braunshweiger
CRD#: 29311
140 Broadway, Suite 4400, New York, NY 10005

Alan Braunshweiger (CRD# 29311) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 32 years of experience in the finance industry.

4
Robert V. Brogan
CRD#: 31338
140 Broadway, Suite 4400, New York, NY 10005

Robert Brogan (CRD# 31338) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 20 years of experience in the finance industry.

5
Terence W. Brogan
CRD#: 3162331
140 Broadway, Suite 4400, New York, NY 10005

Terence Brogan (CRD# 3162331) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 22 years of experience in the finance industry.

6
John P. Clough
CRD#: 2082696
140 Broadway, Suite 4400, New York, NY 10005

John Clough (CRD# 2082696) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 31 years of experience in the finance industry.

7
Alexander M. Cripps
CRD#: 4595640
140 Broadway, Suite 4400, New York, NY 10005

Alexander Cripps (CRD# 4595640) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 18 years of experience in the finance industry.

8
Joseph P. Difranks
CRD#: 1723717
140 Broadway, Suite 4400, New York, NY 10005

Joseph Difranks (CRD# 1723717) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 18 years of experience in the finance industry.

9
James E. Fahey
CRD#: 2191811
63 Forest Avenue, Locust Valley, NY 11560

James Fahey (CRD# 2191811) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in Locust Valley, NY and has over 29 years of experience in the finance industry.

10
Kristina M. Furnari
CRD#: 4203268
Flagler Beach, FL

Kristina Furnari (CRD# 4203268) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in Flagler Beach, FL and has over 21 years of experience in the finance industry.

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