Wellington Shields & Company, LLC
Wellington Shields & Company, LLC (CRD# 149021) is a financial advisory firm headquartered in New York, NY. They manage $278,475,170 in 204 accounts and serve the financial needs of clients across 14 states (or territories).
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Total Assets Under Management278MILLION
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Total Number of Accounts204ACCOUNTS
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Average Account Value$1,365,074
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses

AZ, CT, DC, DE, FL, GA, MA, NC, NJ, NY, PA, TX, VA, VT
Alexander Cripps (CRD# 4595640) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 15 years of experience in the finance industry.
Henry Bogert (CRD# 24842) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 37 years of experience in the finance industry.
Georges Boyer (CRD# 1327554) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 33 years of experience in the finance industry.
Alan Braunshweiger (CRD# 29311) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 28 years of experience in the finance industry.
Robert Brogan (CRD# 31338) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 17 years of experience in the finance industry.
Terence Brogan (CRD# 3162331) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 19 years of experience in the finance industry.
John Clough (CRD# 2082696) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 27 years of experience in the finance industry.
Joseph Difranks (CRD# 1723717) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 15 years of experience in the finance industry.
Sylvia Ferst (CRD# 2185576) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 8 years of experience in the finance industry.
Deborah Gaskins (CRD# 1402260) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 29 years of experience in the finance industry.