Wellington Shields & Company, LLC

Wellington Shields & Company, LLC (CRD# 149021) is a financial advisory firm headquartered in New York, NY. They manage $362,183,544 in 285 accounts and serve the financial needs of clients across 15 states (or territories).

Current Firm Details
140 Broadway, New York, NY 10005
https://www.linkedin.com/company/2048392
By the Numbers
  • Total Assets Under Management
    362
    MILLION
  • Total Number of Accounts
    285
    ACCOUNTS
  • Average Account Value
    $1,270,819
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CT, DC, DE, FL, GA, MA, MD, NC, NJ, NY, PA, TX, VA, VT

Financial Advisors at Wellington Shields & Company, LLC
Showing 1 - 10 of 25 top financial advisors.
1
Henry Bogert, financial advisor New York NY
Henry L. Bogert
CRD#: 24842
140 Broadway, Suite 4400, New York, NY 10005

Henry Bogert (CRD# 24842) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 41 years of experience in the finance industry.

2
Georges Boyer, financial advisor New York NY
Georges C. Boyer
CRD#: 1327554
140 Broadway, Suite 4400, New York, NY 10005

Georges Boyer (CRD# 1327554) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 36 years of experience in the finance industry.

3
Alan Braunshweiger, financial advisor New York NY
Alan S. Braunshweiger
CRD#: 29311
140 Broadway, Suite 4400, New York, NY 10005

Alan Braunshweiger (CRD# 29311) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 32 years of experience in the finance industry.

4
Robert Brogan, financial advisor New York NY
Robert V. Brogan
CRD#: 31338
140 Broadway, Suite 4400, New York, NY 10005

Robert Brogan (CRD# 31338) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 20 years of experience in the finance industry.

5
Terence Brogan, financial advisor New York NY
Terence W. Brogan
CRD#: 3162331
140 Broadway, Suite 4400, New York, NY 10005

Terence Brogan (CRD# 3162331) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 22 years of experience in the finance industry.

6
John Clough, financial advisor New York NY
John P. Clough
CRD#: 2082696
140 Broadway, Suite 4400, New York, NY 10005

John Clough (CRD# 2082696) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 31 years of experience in the finance industry.

7
Alexander Cripps, financial advisor New York NY
Alexander M. Cripps
CRD#: 4595640
140 Broadway, Suite 4400, New York, NY 10005

Alexander Cripps (CRD# 4595640) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 18 years of experience in the finance industry.

8
Joseph Difranks, financial advisor New York NY
Joseph P. Difranks
CRD#: 1723717
140 Broadway, Suite 4400, New York, NY 10005

Joseph Difranks (CRD# 1723717) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 18 years of experience in the finance industry.

9
James Fahey, financial advisor Locust Valley NY
James E. Fahey
CRD#: 2191811
63 Forest Avenue, Locust Valley, NY 11560

James Fahey (CRD# 2191811) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in Locust Valley, NY and has over 29 years of experience in the finance industry.

10
Kristina Furnari, financial advisor Flagler Beach FL
Kristina M. Furnari
CRD#: 4203268
Flagler Beach, FL

Kristina Furnari (CRD# 4203268) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in Flagler Beach, FL and has over 21 years of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

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Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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