Wellington Shields & Company, LLC

Wellington Shields & Company, LLC (CRD# 149021) is a financial advisory firm headquartered in New York, NY. They manage $382,824,291 in 415 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    383
    MILLION
  • Total Number of Accounts
    415
    ACCOUNTS
  • Average Account Value
    $922,468
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CT, DC, DE, FL, GA, MA, MD, NC, NJ, NY, PA, TX, VA, VT

Financial Advisors at Wellington Shields & Company, LLC
Showing 1 - 10 of 26 top financial advisors.
1
Henry L. Bogert
CRD#: 24842
140 Broadway, Suite 4400, New York, NY 10005

Henry Bogert (CRD# 24842) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 43 years of experience in the finance industry.

2
Georges C. Boyer
CRD#: 1327554
140 Broadway, Suite 4400, New York, NY 10005

Georges Boyer (CRD# 1327554) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 39 years of experience in the finance industry.

3
Alan S. Braunshweiger
CRD#: 29311
140 Broadway, Suite 4400, New York, NY 10005

Alan Braunshweiger (CRD# 29311) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 34 years of experience in the finance industry.

4
Robert V. Brogan
CRD#: 31338
140 Broadway, Suite 4400, New York, NY 10005

Robert Brogan (CRD# 31338) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 23 years of experience in the finance industry.

5
Terence W. Brogan
CRD#: 3162331
140 Broadway, Suite 4400, New York, NY 10005

Terence Brogan (CRD# 3162331) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 25 years of experience in the finance industry.

6
Alexander M. Cripps
CRD#: 4595640
140 Broadway, Suite 4400, New York, NY 10005

Alexander Cripps (CRD# 4595640) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 21 years of experience in the finance industry.

7
Joseph P. Difranks
CRD#: 1723717
140 Broadway, Suite 4400, New York, NY 10005

Joseph Difranks (CRD# 1723717) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 21 years of experience in the finance industry.

8
James E. Fahey
CRD#: 2191811
63 Forest Avenue, Locust Valley, NY 11560

James Fahey (CRD# 2191811) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in Locust Valley, NY and has over 32 years of experience in the finance industry.

9
Kristina M. Furnari
CRD#: 4203268
Flagler Beach, FL

Kristina Furnari (CRD# 4203268) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in Flagler Beach, FL and has over 23 years of experience in the finance industry.

10
Deborah B. Gaskins
CRD#: 1402260
140 Broadway, Suite 4400, New York, NY 10005

Deborah Gaskins (CRD# 1402260) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 35 years of experience in the finance industry.

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