Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLC (CRD# 11025) is a financial advisory firm headquartered in Saint Louis, MO. They manage $38,415,108,607 in 131,465 accounts and serve the financial needs of clients across 51 states (or territories).
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Total Assets Under Management38,415MILLION
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Total Number of Accounts131,465ACCOUNTS
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Average Account Value$292,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
A funny thing happens as you acquire wealth. You also acquire a lot of interest from financial people. But, have you ever wondered whose interest they really have at heart?
We see you as a person, not a portfolio. We believe your best interest is the priority, not a large firm's profitability or its stockholders. Independence allows us to do that. Our disciplined, needs-based process focuses on the planning necessary for the accumulation, preservation and transfer of wealth.
Welcome to Rogers Capital Management.
Our company believes that sound financial decisions should not be confusing. Our team works under the philosophy that every client's situation and goals are unique, and therefore each client deserves a specialized approach to planning for their financial future.
Today's investment climate offers unprecedented opportunities to achieve your financial goal. Rogers Capital Management, our mission is to help clients take advantage of those opportunities by providing them with three key tools:
- A clear understanding of their financial goals
- A well-defined roadmap to help achieve those goals
- Ongoing advice to help adjust their roadmap when their needs change
Rogers Capital Management is associated with Wells Fargo Advisors Financial Network, one of the most highly respected financial institutions in the world.
On our website, you will find valuable information for evaluating your current position and progress toward your financial goals. We offer educational articles that outline financial concepts and highlight products designed to fill the gaps in your financial strategy. You will also find calculators that will help you assess your current and future needs. Please remember to visit our website often, as our content is constantly changing-- designed to keep you up-to-date on financial issues, strategies, and trends.
We hope you will take advantage of this resource and visit us often. We are committed to our clients and we define our success by our clients' success. If you have any questions or would like to schedule a meeting to discuss your financial future, please e-mail us or call (817) 774-9005.
Douglas Ummel (CRD# 3052458) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Bloomington, IN and has over 18 years of experience in the finance industry. Douglas Ummel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gary Gould (CRD# 3258554) is an Investment Advisor Representative & Founder at Gould Capital, LLC in Tacoma, WA and has over 10 years of experience in the finance industry.
David Kassir is an Investment Advisor Representative working at Manna Capital Management and has over 19 years of experience in the finance industry.
About David D. Kassir:
With almost 20 years of experience in financial services, I am dedicated to helping individuals meet their financial needs by developing investment plans and retirement plans around their long-term goals and risk tolerance. My extensive experience - throughout major shifts in the markets - enables me to help my clients structure balanced portfolios to address their specific financial goals.
I began my career in 1994 interning at Wheat First Butcher & Singer. In 1995 as an executive at the firm I specialized in corporate retirement plans and retirement planning. In 1997, Wheat First Butcher & Singer merged with First Union Securities, formerly Wachovia (now Wells Fargo Advisors), where I was promoted to Vice President.
In 2009 I entered into agreement to buyout a renowned broker/dealer, Manna Capital Management formerly known as Manna Financial Services Corporation, a distinguished investment firm since 1962 with assets under management of approximately $100 million. As a former CEO of a 53 year old investment firm in the Washington DC Metro area I realized the immense benefits of aligning myself back with my former firm Wells Fargo Advisors. In 2015 Manna Capital Management became associated with Wells Fargo Advisors Financial Network, LLC.
My mission is to provide every client with targeted, comprehensive financial advice and portfolio management - delivered with the highest level of personal service and professional integrity. This commitment to service also carries over to my involvement with our local community. Committed to helping my community prosper, I am active with the Kassir Foundation.
After over 18 years of managing client relationships and holding various leadership positions within Morgan Stanley, I knew I could better serve my clients unique needs by establishing my own corporation. With a small boutique feel but the resources of a large financial institution, Morgan Capital Solutions, LLC was formed to provide Intelligent Analysis, Organized Planning and Simplified Strategies.
Mark Morgan (CRD# 2603450) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Southlake, TX and has over 22 years of experience in the finance industry.
Charles Adams (CRD# 2750470) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in San Jose, CA and has over 20 years of experience in the finance industry. Charles Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Kelly Adams (CRD# 5526756) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Flowood, MS and has over 8 years of experience in the finance industry. Kelly Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.