Westend Capital Management, LLC

Westend Capital Management, LLC (CRD# 120545) is a financial advisory firm headquartered in Santa Monica, CA. They manage $101,525,827 in 194 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    102
    MILLION
  • Total Number of Accounts
    194
    ACCOUNTS
  • Average Account Value
    $523,329
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, MD, TX

Financial Advisors at Westend Capital Management, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Katharine S. Becker Cocking
CRD#: 6129931
86 Graham Street, Suite 100, San Francisco, CA 94129
95
Wealthminder
score

Katharine Becker Cocking (CRD# 6129931) is an Investment Advisor Representative working at Westend Capital Management, LLC in San Francisco, CA and has over 5 years of experience in the finance industry.

2
George B. Bolton
CRD#: 1423421
520 Broadway, Floor 2, Santa Monica, CA 90401
93
Wealthminder
score

George Bolton (CRD# 1423421) is an Investment Advisor Representative working at Westend Capital Management, LLC in Santa Monica, CA and has over 32 years of experience in the finance industry.

3
Gabriella Papesh
CRD#: 5333498
86 Graham Street, Suite 100, San Francisco, CA 94129
93
Wealthminder
score

Gabriella Papesh (CRD# 5333498) is an Investment Advisor Representative working at Westend Capital Management, LLC in San Francisco, CA and has over 10 years of experience in the finance industry.

4
Gustave R. Ozag
CRD#: 1142854
San Rafael, CA
76
Wealthminder
score

Gustave Ozag (CRD# 1142854) is an Investment Advisor Representative working at Westend Capital Management, LLC in San Rafael, CA and has over 23 years of experience in the finance industry. Gustave Ozag has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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