Western International Securities

Western International Securities (CRD# 39262) is a financial advisory firm headquartered in Pasadena, CA. They manage $900,000,000 in 3,400 accounts and serve the financial needs of clients across 40 states (or territories).

By the Numbers
  • Total Assets Under Management
    900
    MILLION
  • Total Number of Accounts
    3,400
    ACCOUNTS
  • Average Account Value
    $264,706
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

Financial Advisors at Western International Securities
Showing 1 - 10 of 178 top financial advisors.
1
Gerard P. Gloisten
CRD#: 2579962
558 B Street, Santa Rosa, CA 95401
100
Wealthminder
score

Gerard Gloisten (CRD# 2579962) is an Investment Advisor Representative working at Western International Securities in Santa Rosa, CA and has over 21 years of experience in the finance industry. Gerard's focus is on Retirement plans, working with individuals and businesses. Gerard is a Branch Manager/OSJ overseeing over 30 investment representatives in 5 states.

2
Christopher J. Browning
CRD#: 4786391
2555 Townsgate Road #300, Westlake Village, CA 91361
98
Wealthminder
score

Christopher Browning (CRD# 4786391) is an Investment Advisor Representative working at Western International Securities in Westlake Village, CA and has over 9 years of experience in the finance industry.

3
John K. Egan
CRD#: 2221733
216 N. Glendora Ave, Suite 203b, Glendora, CA 91741
96
Wealthminder
score

John Egan (CRD# 2221733) is an Investment Advisor Representative working at Western International Securities in Glendora, CA and has over 24 years of experience in the finance industry. John Egan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Patrick M. Egan
CRD#: 2973478
216 N. Glendora Ave, Suite 203b, Glendora, CA 91741
96
Wealthminder
score

Patrick Egan (CRD# 2973478) is an Investment Advisor Representative working at Western International Securities in Glendora, CA and has over 18 years of experience in the finance industry. Patrick Egan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
James M. Fanelli
CRD#: 2442584
201 South Biscayne Blvd, 28th Floor, Miami, FL 33131
96
Wealthminder
score

James Fanelli (CRD# 2442584) is an Investment Advisor Representative working at Western International Securities in Miami, FL and has over 22 years of experience in the finance industry. James Fanelli has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Richard L. Gilliland
CRD#: 1291796
609 Deep Valley Drive Suite 200, Rolling Hills Estates, CA 90274
96
Wealthminder
score

Richard Gilliland (CRD# 1291796) is an Investment Advisor Representative working at Western International Securities in Rolling Hills Estates, CA and has over 29 years of experience in the finance industry. Richard Gilliland has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
John W. Holmquist
CRD#: 4266841
17409 Marquardt Ave, Suite C-1, Cerritos, CA 90703
96
Wealthminder
score

John Holmquist (CRD# 4266841) is an Investment Advisor Representative working at Western International Securities in Cerritos, CA and has over 16 years of experience in the finance industry. John Holmquist has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Bradley C. Kaiser
CRD#: 2523397
70 South Lake Avenue, Suite 700, Pasadena, CA 91101
96
Wealthminder
score

Bradley Kaiser (CRD# 2523397) is an Investment Advisor Representative working at Western International Securities in Pasadena, CA and has over 12 years of experience in the finance industry.

9
Arthur C. Lane
CRD#: 1949424
Reno, NV 89502
96
Wealthminder
score

Arthur Lane (CRD# 1949424) is an Investment Advisor Representative working at Western International Securities in Reno, NV and has over 27 years of experience in the finance industry. Arthur Lane has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Evan P. Ocepek
CRD#: 5843334
1401 Dove St. Suite 110, Newport Beach, CA 92660
96
Wealthminder
score

Evan Ocepek (CRD# 5843334) is an Investment Advisor Representative working at Western International Securities in Newport Beach, CA and has over 5 years of experience in the finance industry. Evan Ocepek has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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