Western International Securities

Western International Securities (CRD# 39262) is a financial advisory firm headquartered in Pasadena, CA. They manage $970,735,000 in 5,000 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    971
    MILLION
  • Total Number of Accounts
    5,000
    ACCOUNTS
  • Average Account Value
    $194,147
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

WY

Financial Advisors at Western International Securities
Showing 1 - 10 of 305 top financial advisors.
1
Gerard P. Gloisten
CRD#: 2579962
558 B Street, Santa Rosa, CA 95401
100
Wealthminder
score

Gerard Gloisten (CRD# 2579962) is an Investment Advisor Representative working at Western International Securities in Santa Rosa, CA and has over 21 years of experience in the finance industry. Gerard's focus is on Retirement plans, working with individuals and businesses. Gerard is a Branch Manager/OSJ overseeing over 30 investment representatives in 5 states.

2
Christopher J. Browning
CRD#: 4786391
2555 Townsgate Road #300, Westlake Village, CA 91361
98
Wealthminder
score

Christopher Browning (CRD# 4786391) is an Investment Advisor Representative working at Western International Securities in Westlake Village, CA and has over 10 years of experience in the finance industry.

3
John K. Egan
CRD#: 2221733
216 N. Glendora Ave, Suite 203b, Glendora, CA 91741
96
Wealthminder
score

John Egan (CRD# 2221733) is an Investment Advisor Representative working at Western International Securities in Glendora, CA and has over 26 years of experience in the finance industry. John Egan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Patrick M. Egan
CRD#: 2973478
70 South Lake Avenue, Suite 700, Pasadena, CA 91101
96
Wealthminder
score

Patrick Egan (CRD# 2973478) is an Investment Advisor Representative working at Western International Securities in Pasadena, CA and has over 20 years of experience in the finance industry. Patrick Egan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
James M. Fanelli
CRD#: 2442584
201 South Biscayne Blvd, 28th Floor, Miami, FL 33131
96
Wealthminder
score

James Fanelli (CRD# 2442584) is an Investment Advisor Representative working at Western International Securities in Miami, FL and has over 24 years of experience in the finance industry. James Fanelli has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Richard L. Gilliland
CRD#: 1291796
17409 Marquardt Ave., Ste. C-1, Cerritos, CA 90703
96
Wealthminder
score

Richard Gilliland (CRD# 1291796) is an Investment Advisor Representative working at Western International Securities in Cerritos, CA and has over 31 years of experience in the finance industry. Richard Gilliland has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Brian W. Grogan
CRD#: 2310318
Minnetonka, MN
96
Wealthminder
score

Brian Grogan (CRD# 2310318) is an Investment Advisor Representative working at Western International Securities in Minnetonka, MN and has over 25 years of experience in the finance industry.

8
William C. Hoeffer
CRD#: 1067673
Glendale, CA
96
Wealthminder
score

William Hoeffer (CRD# 1067673) is an Investment Advisor Representative working at Western International Securities in Glendale, CA and has over 30 years of experience in the finance industry. William Hoeffer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
John W. Holmquist
CRD#: 4266841
17409 Marquardt Ave., Ste. C-1, Cerritos, CA 90703
96
Wealthminder
score

John Holmquist (CRD# 4266841) is an Investment Advisor Representative working at Western International Securities in Cerritos, CA and has over 17 years of experience in the finance industry. John Holmquist has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Yanjuan Huang
CRD#: 5967869
675 N. 1st St., Ph. 2, San Jose, CA 95112
96
Wealthminder
score

Yanjuan Huang (CRD# 5967869) is an Investment Advisor Representative working at Western International Securities in San Jose, CA and has over 6 years of experience in the finance industry. Yanjuan Huang has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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