Windhaven Investment Management, Inc.

Windhaven Investment Management, Inc. (CRD# 155138) is a financial advisory firm headquartered in Boston, MA. They manage $11,944,364,513 in 41,966 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    11,944
    MILLION
  • Total Number of Accounts
    41,966
    ACCOUNTS
  • Average Account Value
    $284,620
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Windhaven Investment Management, Inc.
Showing 1 - 10 of 30 top financial advisors.
1
Glenn F. Brown
CRD#: 2488667
One International Place, 33rd Floor, Boston, MA 02110
96
Wealthminder
score

Glenn Brown (CRD# 2488667) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Boston, MA and has over 22 years of experience in the finance industry. Glenn Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Michael R. Brozzo
CRD#: 4132548
1958 Sumit Park Drive, Orl2-04-280, Orlando, FL 32810
96
Wealthminder
score

Michael Brozzo (CRD# 4132548) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Orlando, FL and has over 16 years of experience in the finance industry. Michael Brozzo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Anton P. Dorokhin
CRD#: 5596809
One International Place, 33rd Floor, Boston, MA 02110
96
Wealthminder
score

Anton Dorokhin (CRD# 5596809) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Boston, MA and has over 8 years of experience in the finance industry.

4
Timothy J. Kohn
CRD#: 4060578
Ankeny, IA
96
Wealthminder
score

Timothy Kohn (CRD# 4060578) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Ankeny, IA and has over 16 years of experience in the finance industry. Timothy Kohn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Bryan L. Olson
CRD#: 2804409
One International Place, 33rd Floor, Boston, MA 02110
96
Wealthminder
score

Bryan Olson (CRD# 2804409) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Boston, MA and has over 12 years of experience in the finance industry.

6
William C. Swerbenski
CRD#: 2512831
211 Main Street, San Francisco, CA 94105
96
Wealthminder
score

William Swerbenski (CRD# 2512831) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in San Francisco, CA and has over 22 years of experience in the finance industry.

7
Deane T. Antoniou
CRD#: 4299169
2423 E Lincoln Drive, Phoenix, AZ 85016
93
Wealthminder
score

Deane Antoniou (CRD# 4299169) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Phoenix, AZ and has over 15 years of experience in the finance industry.

8
William L. Brennan
CRD#: 2049681
One International Place, 33rd Floor, Boston, MA 02110
93
Wealthminder
score

William Brennan (CRD# 2049681) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Boston, MA and has over 18 years of experience in the finance industry.

9
Ashley M. Brown
CRD#: 4931126
One International Place, 33rd Floor, Boston, MA 02110
93
Wealthminder
score

Ashley Brown (CRD# 4931126) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Boston, MA and has over 10 years of experience in the finance industry.

10
Nicole E. Calabrese
CRD#: 5775394
One International Place, 33rd Floor, Boston, MA 02110
93
Wealthminder
score

Nicole Calabrese (CRD# 5775394) is an Investment Advisor Representative working at Windhaven Investment Management, Inc. in Boston, MA and has over 6 years of experience in the finance industry.

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