Daniel Roemerman, financial advisor Lake Ozark MO
81 score

Daniel Roemerman

CRD Number: 5300140
Current Firm: Center Street Advisors, Inc.

Daniel Roemerman (CRD# 5300140) is an Investment Advisor Representative working at Center Street Advisors, Inc. in Lake Ozark, MO and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Center Street Advisors Nashville, TN Aug 2015 - Current 1
Center Street Securities Nashville, TN Aug 2015 - Current 1
National Benefits Group St Peters, MO May 2003 - Current 13
Woodbury Financial Services, Inc. Woodbury, MN Jul 2008 - Aug 2015 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Daniel J. Roemerman
Phone Number: 615-690-3580
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, FL, GA, ID, IL, IN, KY, LA, MA, MD, MI, MO, MT, NC, NJ, NV, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI

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BADGES
81

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