Thomas BakerCRD Number: 5303013
Current Firm: Transamerica Financial Advisors, Inc.
Thomas Baker (CRD# 5303013) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Kirkland, WA and has over 9 years of experience in the finance industry.
Brighton Jones LLC
|Solterra LLC||Seatle, WA||Apr 2016 - Current||< 1|
|John Chi International Company||Bellevue, WA||Sep 2015 - Current||1|
|Transamerica Financial Advisors, Inc.||Kirkland, WA||Jan 2012 - Current||4|
|World Financial Group||Kirkland, WA||Feb 2007 - Current||9|
|Clear Energy||Renton, WA||May 2002 - Current||14|
|Thomas M. Baker & Linda A. Baker Joint Owners Of 2 Rental Homes||Renton, WA||Jun 1992 - Current||24|
|Investment Advisors International, Inc.||Renton, WA||Apr 2009 - Jan 2012||2|
|World Group Securities, Inc.||Renton, WA||Mar 2007 - Jan 2012||4|
|Pacific Rim Mortgage||Lynnwood, WA||Dec 2007 - Oct 2008||< 1|
|Retired||Renton, WA||Jul 2000 - Feb 2007||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
|S65||NASAA Investment Advisors Law Examination||Mar 2009|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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