Alec Rosario, financial advisor Merrillville IN
93 score

Alec Rosario

CRD Number: 6091894
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alec Rosario (CRD# 6091894) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Merrillville, IN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrillville, IN Oct 2017 - Current < 1
Bank Of America, N.a. Merrillville, IN Oct 2017 - Current < 1
Jpmorgan Securities LLC Lansing, IL Apr 2016 - Sep 2017 1
Cetera Investment Advisers LLC Chestertown, IN Mar 2015 - Apr 2016 1
Centier Bank Chestertown, IN Mar 2015 - Apr 2016 1
Edward Jones Lafayette, IN Mar 2013 - Mar 2015 2
Edward Jones Investments Maryland Heights, MO Sep 2012 - Mar 2013 < 1
Huntington University Huntington, IN May 2011 - Jul 2012 1
Huntington University Huntington, IN Aug 2008 - Jun 2012 3
Huntington University Huntington, IN Aug 2009 - Jun 2011 1
Ray's Roofing Supply Hammond, IN Jun 2010 - Aug 2010 < 1
Springhill Camps Seymour, IN Jun 2009 - Jul 2009 < 1
Schererville Auto Center Schererville, IN Jun 2008 - Aug 2008 < 1
Union Township / Wheeler High School Valparaiso, IN Aug 2002 - Jun 2008 5
Centier Bank Merrville, IN Sep 2007 - Apr 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Alec Rosario
Phone Number: 800-637-7455
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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