Barbara DuganCRD Number: 5492471
Current Firm: Alpha Cubed Investments, LLC
Barbara Dugan (CRD# 5492471) is an Investment Advisor Representative working at Alpha Cubed Investments, LLC in Irvine, CA and has over 9 years of experience in the finance industry.
Fried Asset Management, Inc.
|Alpha Cubed Investments||Irvine, CA||Aug 2017 - Current||< 1|
|Barbara Dugan Yoga And Wellness||Playa Vista, CA||Jan 2000 - Current||18|
|J.p. Morgan Securities LLC||Los Angeles, CA||Apr 2014 - Aug 2017||3|
|Bank Of America, N.a.||Encino, CA||Jul 2012 - Apr 2014||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Encino, CA||Oct 2011 - Apr 2014||2|
|One Capital Management, LLC||Woodland Hills, CA||Apr 2011 - Oct 2011||< 1|
|One Capital||Woodland Hills, CA||Feb 2011 - Oct 2011||< 1|
|Axa Advisors||Los Angeles, CA||Jul 2008 - Oct 2010||2|
|Axa Advisors, LLC||Los Angeles, CA||Jul 2008 - Sep 2010||2|
|National Life||Los Angeles, CA||Apr 2008 - Jul 2008||< 1|
|National Life Of Vermont||Beverly Hills, CA||Feb 2008 - Jul 2008||< 1|
|Equity Services Inc.||Beverly Hills, CA||Feb 2008 - Jul 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2008|
|S66||NASAA Uniform Combined State Law Examination||Feb 2012|
Total Assets Under Management967MILLIONS
Total Number of Accounts2,654ACCOUNTS
Average Account Value$364,280
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, HI, ID, IL, IN, LA, MI, MN, MO, MT, NM, NV, OH, OR, TX, WA, WI
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