Brad PlayfordCRD Number: 5501055
Current Firm: Vanguard Advisers Inc.
Brad Playford (CRD# 5501055) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Charlotte, NC and has over 10 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|The Vanguard Group, Inc.||Scottsdale, AZ||Mar 2008 - Current||10|
|Top Shelf Bartenders||Mckeese Rocks, PA||Feb 2012 - Jan 2017||4|
|The Playford Group||Tolleson, AZ||Apr 2008 - Jan 2017||8|
|Az Poker Tables, LLC||Tolleson, AZ||Apr 2008 - Jan 2017||8|
|The Ryland Group, Inc.||Scottsdale, AZ||Apr 2003 - Mar 2008||4|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2014|
|S63||Uniform Securities State Law Examination||Apr 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management107,796MILLIONS
Total Number of Accounts354,254ACCOUNTS
Average Account Value$304,289
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV