Cassandra Richardson, financial advisor New Caney TX
96 score

Cassandra Richardson

CRD Number: 5538227
Current Firm: J.p. Morgan Securities LLC

Cassandra Richardson (CRD# 5538227) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in New Caney, TX and has over 8 years of experience in the finance industry. Cassandra Richardson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Jpmorgan Chase Bank, N.a. Humble, TX Jan 2018 - Current < 1
J.p. Morgan Securities LLC Pasadena, TX Oct 2012 - Current 5
Jpmorgan Chase Bank Na Pearland, TX Mar 2010 - Current 8
Chase Investment Services Corp Pearland, TX Mar 2010 - Oct 2012 2
Edward Jones St. Louis, MO May 2009 - Feb 2010 < 1
Law Office Of Hilda L. Sibrian Houston, TX May 2007 - May 2009 2
University Of Houston Main Campus Houston, TX Aug 2004 - May 2009 4
Edward Jones St. Louis, MO May 2008 - Aug 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2009
Contact Info for Cassandra M. Richardson
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    81,562
    MILLIONS
  • Total Number of Accounts
    376,424
    ACCOUNTS
  • Average Account Value
    $216,675
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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