Dana Johnson, financial advisor New York NY
93 score

Dana Johnson

CRD Number: 5370624
Current Firm: Wilmington Capital Securities, LLC

Dana Johnson (CRD# 5370624) is an Investment Advisor Representative working at Wilmington Capital Securities, LLC in New York, NY and has over 10 years of experience in the finance industry.

Similar Advisors
Danna Jacobs, financial advisor New York NY
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Similar Advisors
Nat Prentice, financial advisor New York NY
Nat Prentice
CRD# 832532
Altium Wealth Management LLC
Similar Advisors
John Bartlett, financial advisor New York NY
John J. Bartlett
CRD# 5973991
Cfs Investment Advisory Services LLC
Company Name Location Dates Years
Wilmington Capital Securities LLC New York, NY Nov 2016 - Current 1
Unemployed Jersey City, NJ Oct 2016 - Nov 2016 < 1
Santander Bank, Na Newark, NJ Mar 2014 - Sep 2016 2
Santander Securities LLC Guay, PR Mar 2014 - Sep 2016 2
Unemployed Jersey City, NJ Nov 2013 - Mar 2014 < 1
Bank Of America, N.a. Hackensack, NJ Sep 2011 - Nov 2013 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hackensack, NJ Apr 2011 - Nov 2013 2
Chase Investment Services Corp Brooklyn, NY Jun 2008 - Apr 2011 2
Unemployed New York, NY Apr 2008 - Jun 2008 < 1
Morgan Stanley & Company, Incorporated New York, NY Oct 2007 - May 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S65 NASAA Investment Advisors Law Examination Jan 2008
Contact Info for Dana J. Johnson
Phone Number: 516-750-6200
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Dana Johnson and other advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.