Daniel Helton, financial advisor Providence RI
90 score

Daniel Helton

CRD Number: 6195562
Current Firm: Citizens Securities, Inc.

Daniel Helton (CRD# 6195562) is an Investment Advisor Representative working at Citizens Securities, Inc. in Providence, RI and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Citizens Bank East Providence, RI Dec 2017 - Current < 1
Citizens Securities Inc. East Providence, RI Dec 2017 - Current < 1
Cco Investment Services East Providence, RI May 2013 - Dec 2017 4
Citizens Bank Warren, RI Nov 2009 - May 2013 3
Unemployed Providence, RI Feb 2009 - Nov 2009 < 1
Nexgen Wireless Brighton, MA Feb 2004 - Feb 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2013
S65 NASAA Investment Advisors Law Examination Oct 2013
Contact Info for Daniel C. Helton
Phone Number: 1-800-942-8300
Registered State(s):
  • CT
  • FL
  • RI
By the Numbers
  • Total Assets Under Management
    3,586
    MILLIONS
  • Total Number of Accounts
    26,251
    ACCOUNTS
  • Average Account Value
    $136,605
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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