Daniel Newman, financial advisor San Jose CA
93 score

Daniel Newman

CRD Number: 5977648
Current Firm: Hayes Financial, Inc.

Daniel Newman (CRD# 5977648) is an Investment Advisor Representative working at Hayes Financial, Inc. in San Jose, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Hayes Financial, Inc. San Jose, CA Sep 2017 - Current < 1
Raymond James Financial Services, Inc. San Jose, CA Oct 2016 - Sep 2017 < 1
Raymond James Financial Services Advisors Inc. San Jose, CA Oct 2016 - Sep 2017 < 1
Charles Schwab & Company, Inc. Campbell, CA Jan 2014 - Oct 2016 2
Charles Schwab Bank Campbell, CA Jan 2014 - Oct 2016 2
E*trade Securities LLC Cupertino, CA Jun 2012 - Dec 2013 1
E*trade Capital Management LLC Cupertino, CA Jun 2012 - Dec 2013 1
E*trade Savings Bank Cupertino, CA Jun 2012 - Oct 2013 1
Morgan Stanley Smith Barney San Jose, CA Sep 2011 - Jun 2012 < 1
Millennium Brokerage Santa Ana, CA Oct 2009 - Sep 2011 1
Unemployed Encinitas, CA Aug 2008 - Oct 2009 1
Unpaid Internship Naperville, IL May 2008 - Aug 2008 < 1
Unemployed Wheaton, IL Aug 2007 - May 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2011
Contact Info for Daniel G. Newman
Phone Number: 408-947-7321
Registered State(s):
  • CA
  • ID
  • SD
  • CO
  • HI
  • OR
  • IN
  • MI
  • MN
  • WA
  • NJ
  • NC
  • OH
By the Numbers
  • Total Assets Under Management
    170
    MILLIONS
  • Total Number of Accounts
    214
    ACCOUNTS
  • Average Account Value
    $793,641
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

CA, CO, HI, ID, IN, MI, MN, NC, NJ, OH, OR, SD, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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