David Oldham, financial advisor Norwalk CT
83 score

David Oldham

CRD Number: 1259949
Current Firm: Gwn Securities Inc.

David Oldham (CRD# 1259949) is an Investment Advisor Representative working at Gwn Securities Inc. in Norwalk, CT and has over 31 years of experience in the finance industry.

Similar Advisors
Nat Prentice, financial advisor Norwalk CT
Nat Prentice
CRD# 832532
Altium Wealth Management LLC
Similar Advisors
David Warshaw, financial advisor Norwalk CT
David E. Warshaw
CRD# 4702122
American Portfolios Advisors, Inc.
Similar Advisors
Seaver Wang, financial advisor Norwalk CT
Seaver T. Wang
CRD# 4643543
Karagosian Financial Services, Inc.
Company Name Location Dates Years
Gwn Securities Inc. Palm Beach Gardens, FL Jun 2015 - Current 2
Oldham Resource Group Norwalk, CT Jun 1984 - Current 33
National Securities Corporation Norwalk, CT Nov 2013 - Jun 2015 1
Asset & Financial Planning, Ltd Norwalk, CT May 2006 - May 2014 8
Prime Capital Services Inc. Norwalk, CT Mar 2000 - Nov 2013 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1986
S65 NASAA Investment Advisors Law Examination May 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David S. Oldham
Phone Number: 561-472-2700
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.