Deji Spencer-Walters, financial advisor Northridge CA
90 score

Deji Spencer-Walters

CRD Number: 6253263
Current Firm: J.p. Morgan Securities LLC

Deji Spencer-Walters (CRD# 6253263) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Northridge, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Granada Hills, CA Aug 2015 - Current 2
Bank Of America, N.a. Encino, CA Nov 2014 - Jul 2015 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino, CA Apr 2014 - Jul 2015 1
Sagepoint Financial Beverly Hills, CA Sep 2013 - Apr 2014 < 1
Independent Capital Management Beverly Hills, CA Aug 2013 - Apr 2014 < 1
Unemployed Wallington (zip Sm6 7js), Jun 2013 - Aug 2013 < 1
Hull University Business School North Yorkshire, Sep 2010 - Jun 2013 2
University Of Hull North Yorkshire, Sep 2010 - Jun 2013 2
Carshalton College Carshalton, Sep 2007 - Sep 2010 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2013
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Deji N. Spencer-Walters
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    81,562
    MILLIONS
  • Total Number of Accounts
    376,424
    ACCOUNTS
  • Average Account Value
    $216,675
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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