Douglas Wells, financial advisor Atlanta GA
83 score

Douglas Wells

CRD Number: 1063410
Current Firm: Ifs Advisory, LLC

Douglas Wells (CRD# 1063410) is an Investment Advisor Representative working at Ifs Advisory, LLC in Atlanta, GA and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 3
Morgan Stanley Smith Barney Akron, OH Jun 2009 - Current 8
Citigroup Global Markets Inc. Akron, OH Sep 2008 - Current 9
Ubs Financial Services Inc. Akron, OH Aug 1982 - Sep 2008 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1982
S65 NASAA Investment Advisors Law Examination May 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Douglas E. Wells
Phone Number: 404-382-5223
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    192
    MILLIONS
  • Total Number of Accounts
    863
    ACCOUNTS
  • Average Account Value
    $222,282
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, WA, WI, WV

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BADGES
83

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