Ernest KieferCRD Number: 5396756
Current Firm: First Citizens Investor Services, Inc.
Ernest Kiefer (CRD# 5396756) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|First Citizens Investor Services||Raleigh, NC||Nov 2013 - Current||4|
|First Citizens Investor Services||Raleigh, NC||Dec 2012 - Oct 2013||< 1|
|Bank Of America, N.a.||Charlotte, NC||Oct 2011 - Dec 2012||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Charlotte, NC||Sep 2011 - Dec 2012||1|
|Morgan Stanley Smith Barney||Charlotte, NC||Jun 2009 - Aug 2011||2|
|Smith Barney||New York, NY||Jul 2007 - Nov 2010||3|
|Citigroup Global Markets Inc.||New York, NY||Jul 2007 - Jun 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2008|
Total Assets Under Management697MILLIONS
Total Number of Accounts2,533ACCOUNTS
Average Account Value$275,168
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, FL, GA, IL, IN, LA, MD, MS, NC, NE, NJ, NY, PA, SC, TN, TX, VA, WA, WV