Jacqueline OatesCRD Number: 5119162
Current Firm: Financial Engines Advisors LLC
Jacqueline Oates (CRD# 5119162) is an Investment Advisor Representative working at Financial Engines Advisors LLC in New Milford, NJ and has over 11 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Park Avenue Securities LLC
|Financial Engines Advisors L.l.c||Santa Clara, CA||Feb 2022 - Current||< 1|
|Financial Engines Advisors LLC||Sunnyvale, CA||Oct 2018 - Feb 2022||3|
|Edelman Financial Services, LLC||Fairfax, VA||Aug 2009 - Nov 2018||9|
|Ef Legacy Securities, LLC||Henrico, VA||Apr 2016 - Oct 2018||2|
|Sanders Morris Harris Inc.||Houston, TX||Aug 2009 - Apr 2016||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2010|
|S66||NASAA Uniform Combined State Law Examination||Aug 2017|
Total Assets Under Management290,355MILLIONS
Total Number of Accounts1,586,142ACCOUNTS
Average Account Value$183,057
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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