James Tierney, financial advisor Saint Petersburg FL

James Tierney

CRD Number: 5899248
Current Firm: Raymond James Investment Management

James Tierney (CRD# 5899248) is an Investment Advisor Representative working at Raymond James Investment Management in Saint Petersburg, FL and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associates Inc. St. Petersburg, FL Jan 2020 - Current 4
Carillon Tower Advisers St. Petersburg, FL Jan 2020 - Current 4
Questar Capital Corporation Minneapolis, MN Jan 2017 - Jan 2020 3
Questar Asset Management Minneapolis, MN Jan 2017 - Jan 2020 3
Gameplan Financial Palm Beach Gardens, FL Sep 2016 - Jan 2020 3
Allianz Life Insurance Company Of North America Minneapolis, MN Sep 2016 - Jan 2020 3
People's Securities, Inc. Bridgeport, CT Feb 2011 - Sep 2016 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2014
S63 Uniform Securities State Law Examination Sep 2011
Contact Info for James E. Tierney
Phone Number: 800-521-1195
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    15,583
    MILLIONS
  • Total Number of Accounts
    5
    ACCOUNTS
  • Average Account Value
    $3,116,645,280
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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