Joffrey SmithCRD Number: 4625300
Current Firm: The Patriot Financial Group, LLC
Joffrey Smith (CRD# 4625300) is an Investment Advisor Representative working at The Patriot Financial Group, LLC in Worcester, MA and has over 14 years of experience in the finance industry. Joffrey Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Advanced Portfolio Design, LLC
Journey Wealth Partners
Commonwealth Financial Network
|The Patriot Financial Group, LLC||Worcester, MA||Oct 2014 - Current||3|
|Lpl Financial LLC||Worcester, MA||Oct 2012 - Current||5|
|Private Advisor Group, LLC||Morristown, NJ||Oct 2012 - Oct 2014||2|
|Tower Square Securities||Worcester, MA||Mar 2010 - Oct 2012||2|
|City Of Worcester||Worcester, MA||Jan 2006 - Jan 2012||6|
|New York Life Insurance Company||Waltham, MA||Jan 2003 - Feb 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2003|
|S65||NASAA Investment Advisors Law Examination||Dec 2012|
Total Assets Under Management201MILLIONS
Total Number of Accounts1,413ACCOUNTS
Average Account Value$141,945
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, CT, FL, LA, MA, MD, ME, NH, NJ, NV, NY, RI, TX, VA
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