Joffrey Smith, financial advisor Worcester MA
96 score

Joffrey Smith

CRD Number: 4625300
Current Firm: The Patriot Financial Group, LLC

Joffrey Smith (CRD# 4625300) is an Investment Advisor Representative working at The Patriot Financial Group, LLC in Worcester, MA and has over 14 years of experience in the finance industry. Joffrey Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Patriot Financial Group, LLC Worcester, MA Oct 2014 - Current 3
Lpl Financial LLC Worcester, MA Oct 2012 - Current 5
Private Advisor Group, LLC Morristown, NJ Oct 2012 - Oct 2014 2
Tower Square Securities Worcester, MA Mar 2010 - Oct 2012 2
City Of Worcester Worcester, MA Jan 2006 - Jan 2012 6
New York Life Insurance Company Waltham, MA Jan 2003 - Feb 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2003
S65 NASAA Investment Advisors Law Examination Dec 2012
Contact Info for Joffrey A. Smith
Phone Number: (508) 251-6100
Registered State(s):
  • LA
  • TX
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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