John Palladino, MBA, AIF®, CRPS®, financial advisor San Mateo CA
100 score

John Palladino, MBA, AIF®, CRPS®

401(k) & 403(b) Fiduciary Advisors, Inc.

CRD Number: 5475717
Current Firm: Nfp Advisor Services, LLC
Compensation Model: Both

John Keith Palladino (CRD# 5475717) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Austin, TX.  John is dually registered with FINRA and the SEC.

 

401(k) & 403(b) Fiduciary Advisors, Inc. is an independent qualified retirement plan consulting company whose services help protect plan fiduciaries from personal and corporate financial liability, while enhancing investment opportunities for plan participants.  We provide fiduciary and investment guidance for institutional plan sponsors of 401(k), 403(b) and 457 defined contribution plans. Our sole focus is retirement plan consulting.  As a prudent expert, we strive to provide objective and unbiased advice to trustees, administrators and fiduciaries of qualified retirement plans.

 

CONTACT
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Professional Designations
Company Name Location Dates Years
Kestra Financial Services, Inc. Austin, TX Apr 2016 - Current 1
401(k) & 403(b) Fiduciary Advisors, Inc. San Mateo, CA May 2010 - Current 7
Nfp Advisor Services, LLC San Mateo, CA Jul 2014 - Apr 2016 1
Financial Telesis, Inc. San Rafael, CA Mar 2008 - Jul 2014 6
Exam Code Name Passed Date
S6 Investment Company and Variable Contracts Products Representative Examination (IR) Mar 2008
S63 Uniform Securities State Law Examination Apr 2008
S65 NASAA Investment Advisors Law Examination Mar 2009
Contact Info for John K. Palladino, MBA, AIF®, CRPS®
By the Numbers
  • Total Assets Under Management
    12,254
    MILLIONS
  • Total Number of Accounts
    54,412
    ACCOUNTS
  • Average Account Value
    $225,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Firm Disclaimer:

Securities offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC.  Investment advisory services offered though Kestra Advisory Services, LLC (Kestra AS), an affiliate of Kestra IS.  401(k) & 403(b) Fiduciary Advisors, Inc. is not affiliated with Kestra IS or Kestra AS.

This site is published for residents of the United States only. Registered Representatives of Kestra Investment Services, LLC and Investment Advisor Representatives of Kestra Advisory Services, LLC, may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. For additional information, please contact our Compliance department at 844-5-KESTRA (844-553-7872).

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Clean Record
This advisor has a clean track record with regulators.

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