John WinnCRD Number: 5525954
Current Firm: Rubicon Advisors
John Winn (CRD# 5525954) is an Investment Advisor Representative working at Rubicon Advisors in Redding, CA and has over 9 years of experience in the finance industry.
J.p. Morgan Securities LLC
Lpl Financial LLC
Wells Fargo Clearing Services, LLC
|Rubicon Advisors||Redding, CA||May 2017 - Current||< 1|
|Lpl Financial, LLC||Redding, CA||May 2017 - Current||< 1|
|Wells Fargo Clearing Services, LLC||Sacramento, CA||Nov 2016 - May 2017||< 1|
|Wells Fargo Advisors, LLC||Sacramento, CA||Mar 2014 - Nov 2016||2|
|Edward Jones||St Louis, MO||Sep 2012 - Mar 2014||1|
|Aaa Life Insurance||Redding, CA||Jul 2012 - Sep 2012||< 1|
|Allstate Insurance Company||Redding, CA||Oct 2010 - Jul 2012||1|
|Allstate Financial Services||Redding, CA||Oct 2010 - Jul 2012||1|
|Jpmorgan Chase Bank||Redding, CA||May 2010 - Oct 2010||< 1|
|Chase Investment Services Corp||Redding, CA||May 2010 - Oct 2010||< 1|
|Unemployed||Redding, CA||Feb 2010 - May 2010||< 1|
|Medved||Wheatridge, CO||Oct 2009 - Feb 2010||< 1|
|Farmers Financial Solutions||Redding, CA||May 2008 - Oct 2009||1|
|Farmers Insurance Group||Redding, CA||Mar 2008 - Oct 2009||1|
|Unemployed||Redding, CA||Dec 2007 - Mar 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2008|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management123MILLIONS
Total Number of Accounts808ACCOUNTS
Average Account Value$152,383
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, ID, NV, NY, OR, TX, WA
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