Joseph Spano (CRD# 1264497) is an Investment Advisor Representative working at The Spano Group Wealth Managers in President & Ceo, WV and has over 22 years of experience in the finance industry.
CRD# 1431999
Huntington Financial Advisors
CRD# 4418119
Osaic Wealth, Inc.
CRD# 1335249
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Freedom Financial Advisors | Charleston, WV | Jul 2022 - Current | 1 |
| Potter & Spano Financial Group | Charleston, WV | Oct 2018 - Current | 5 |
| Lombard Securities Incorporated | Baltimore, MD | Oct 2018 - Nov 2018 | < 1 |
| Transamerica Financial Advisors, Inc. | Charleston, WV | Sep 2017 - Sep 2018 | 1 |
| Transamerica Agency Network | Charleston, WV | Oct 2016 - Sep 2018 | 1 |
| Cetera Advisors LLC | Denver, CO | Oct 2016 - Oct 2017 | 1 |
| Consolidated Wealth Management LLC | Charleston, WV | Apr 2013 - Oct 2017 | 4 |
| Investors Capital Corporation | Charleston, WV | Feb 2015 - Oct 2016 | 1 |
| Voya Financial Advisors | Charleston, WV | Sep 2014 - Feb 2015 | < 1 |
| Ing Financial Partners | Charleston, WV | Apr 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WV
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Total Assets Under Management1MILLIONS
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Total Number of Accounts29ACCOUNTS
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Average Account Value$37,931
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
WV
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