Joy Oh, financial advisor Los Angeles CA
68 score

Joy Oh

CRD Number: 6031149
Current Firm: Adviceperiod, LLC

Joy Oh (CRD# 6031149) is an Investment Advisor Representative working at Adviceperiod, LLC in Los Angeles, CA and has over 5 years of experience in the finance industry.

Similar Advisors
Jeffrey Tilson, financial advisor Los Angeles CA
Jeffrey S. Tilson
CRD# 4504995
Jst Investment Consulting
Similar Advisors
Leighann Miko, financial advisor Los Angeles CA
Leighann Miko
CRD# 6093393
Equalis Financial
Similar Advisors
David Fried, financial advisor Los Angeles CA
David R. Fried
CRD# 2753945
Fried Asset Management, Inc.
Company Name Location Dates Years
Adviceperiod, LLC Los Angeles, CA Jul 2017 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Feb 2015 - Jul 2017 2
Planmember Securities Corporation Carpinteria, CA Jan 2014 - Jan 2015 1
Bartime Los Angeles, CA Nov 2013 - Jan 2014 < 1
Merrill Lynch, Pierce, Fenner & Smith Inc. Los Angeles, CA Jul 2013 - Oct 2013 < 1
Axa Advisors Los Angeles, CA Sep 2012 - Jul 2013 < 1
The Prince Los Angeles, CA Feb 2013 - May 2013 < 1
Urban X Tavern Los Angeles, CA Oct 2012 - Dec 2012 < 1
N/a Los Angeles, CA May 2012 - Sep 2012 < 1
Screen Engine Los Angeles, CA Feb 2012 - May 2012 < 1
Mansour & Company London, Mar 2005 - Jan 2012 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joy S. Oh
Phone Number: 424-281-3600
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.