Leonard Waldmann, financial advisor Greenwood Village CO
93 score

Leonard Waldmann

CRD Number: 1922418
Current Firm: First Financial Equity Corporation

Leonard Waldmann (CRD# 1922418) is an Investment Advisor Representative working at First Financial Equity Corporation in Greenwood Village, CO and has over 29 years of experience in the finance industry.

Similar Advisors
Mark Ballenger II, financial advisor Greenwood Village CO
Mark A. Ballenger II
CRD# 2810252
Ewealth Consulting, LLC
Score
104
Similar Advisors
Dave Anthony, CFP®, RMA®, financial advisor Greenwood Village CO
Dave Anthony, CFP®, RMA®
CRD# 3068955
Anthony Capital, LLC
Score
103
Similar Advisors
Sean Cooper, financial advisor Greenwood Village CO
Sean S. Cooper
CRD# 5176131
Fit Financial Consulting LLC
Score
103
Company Name Location Dates Years
First Financial Equity Corporation Denver, CO Aug 2016 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Jul 2016 1
Morgan Stanley Smith Barney Denver, CO Jun 2009 - Jul 2016 7
Morgan Stanley & Company, Incorporated Denver, CO Apr 2007 - Jul 2016 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1989
S65 NASAA Investment Advisors Law Examination Mar 1999
Contact Info for Leonard F. Waldmann
Phone Number: 480-951-0079
Firm Website: http://www.ffec.com
Registered State(s):
  • CO
  • MD
  • KS
By the Numbers
  • Total Assets Under Management
    2,752
    MILLIONS
  • Total Number of Accounts
    6,950
    ACCOUNTS
  • Average Account Value
    $395,970
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.