Lloyd HodginCRD Number: 2954267
Current Firm: Wealth Plus Of The Dakotas, Inc.
Lloyd Hodgin (CRD# 2954267) is an Investment Advisor Representative working at Wealth Plus Of The Dakotas, Inc. in Aberdeen, SD and has over 22 years of experience in the finance industry.
Prosperity Wealth Management, LLC
Schwan Financial Advisors, LLC
|Saxony Securities, Inc.||St. Louis, MO||Jul 2019 - Current||< 1|
|Wealth Plus Of The Dakotas, Inc.||Aberdeen, SD||Feb 2017 - Current||3|
|Premier Tax Services, Inc.||Aberdeen, SD||Feb 2010 - Current||10|
|Dakota Financial Service Inc.||Britton, SD||Jan 2000 - Current||20|
|Capital Financial Services, Inc.||Minot, ND||Feb 2007 - Jul 2019||12|
|City Of Aberdeen, Sd||Aberdeen, SD||Mar 2005 - Jun 2010||5|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Oct 2008|
|S66||NASAA Uniform Combined State Law Examination||Oct 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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