Louis Frates, financial advisor Richmond VA
93 score

Louis Frates

CRD Number: 5897890
Current Firm: Wealthcare Capital Management LLC

Louis Frates (CRD# 5897890) is an Investment Advisor Representative working at Wealthcare Capital Management LLC in Richmond, VA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Inc. Williamsburg, VA Dec 2014 - Current 3
Securities America Advisors Williamsburg, VA Dec 2014 - Current 3
Wells Fargo Bank, Na Virginia Beach, VA Oct 2014 - Current 3
Wells Fargo Advisors, LLC Virginia Beach, VA Oct 2014 - Current 3
Next Financial Group Inc. Houston, TX Oct 2012 - Aug 2014 1
New York Life Ins. Company Norfolk, VA Aug 2012 - Aug 2014 2
Nylife Securities LLC Norfolk, VA Aug 2012 - Aug 2012 < 1
Lpl Financial Fairfax, VA Mar 2011 - Jul 2012 1
George Mason University Fairfax, VA Aug 2007 - May 2011 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2012
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for Louis G. Frates
Phone Number: 804-644-4711
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    1,295
    MILLIONS
  • Total Number of Accounts
    7,428
    ACCOUNTS
  • Average Account Value
    $174,298
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, DC, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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