Mark Johnson, financial advisor Albany NY
83 score

Mark Johnson

CRD Number: 1216677
Current Firm: Steward Partners Investment Advisory, LLC

Mark Johnson (CRD# 1216677) is an Investment Advisor Representative working at Steward Partners Investment Advisory, LLC in Albany, NY and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Steward Partners Global Advisory Albany, NY Jan 2017 - Current 1
Raymond James Financial Services,inc Albany, NY Sep 2016 - Current 1
Steward Partners Global Advisory, LLC Albany, NY Sep 2016 - Current 1
Steward Partners Investment Advisory, LLC Albany, NY Sep 2016 - Current 1
Wells Fargo Advisors LLC Saratoga Springs, NY May 2009 - Sep 2016 7
Wachovia Securities, LLC Saratoga Springs, NY Aug 2008 - May 2009 < 1
Morgan Stanley & Company, Incorporated Amsterdam, NY Sep 1988 - Aug 2008 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark Johnson
Phone Number: 212-364-0364
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    3,513
    MILLIONS
  • Total Number of Accounts
    7,937
    ACCOUNTS
  • Average Account Value
    $442,621
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
83

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