Mark Sauer, financial advisor Santa Monica CA
93 score

Mark Sauer

CRD Number: 6039922
Current Firm: Npb Financial Group, LLC

Mark Sauer (CRD# 6039922) is an Investment Advisor Representative working at Npb Financial Group, LLC in Santa Monica, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Npb Financial Group, LLC Los Angeles, CA Aug 2017 - Current < 1
Butorac Wealth Management Inc. Sherman Village, CA Jan 2016 - Aug 2017 1
Financial West Group Westlake Village, CA Jul 2012 - Jan 2016 3
California State University, Northridge Northridge, CA Sep 2009 - May 2012 2
Sauer, Braime & Moss Cpa's Ventura, CA Jun 2006 - Aug 2009 3
Las Posas Country Club Camarillo, CA May 2005 - Aug 2009 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for Mark S. Sauer
Phone Number: 818-827-7132
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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