Mark Stern, financial advisor Stone Ridge NY

Mark Stern

CRD Number: 2382975
Current Firm: Stone Ridge Advisors

Mark Stern (CRD# 2382975) is an Investment Advisor Representative working at Stone Ridge Advisors in Stone Ridge, NY and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Stone Ridge Advisors Stone Ridge, NY Sep 2023 - Current < 1
Integrated Wealth Concepts, LLC Waltham, MA Feb 2023 - Sep 2023 < 1
Laurel Wealth Advisors Solana Beach, CA May 2015 - Sep 2023 8
Founders Albatross, Inc. New York, NY Jan 2010 - Oct 2018 8
Beech Hill Advisors, Inc. New York, NY Jul 1999 - Jun 2015 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1994
S65 NASAA Investment Advisors Law Examination Jun 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark Stern
Phone Number: 212-431-4676
Registered State(s):
  • CA
  • CT
  • NY
  • TX
Current Firm Details
Stone Ridge Advisors
Firm's CRD Number: 327875
By the Numbers
  • Total Assets Under Management
    38
    MILLIONS
  • Total Number of Accounts
    100
    ACCOUNTS
  • Average Account Value
    $377,515
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

CA, CT, NJ, NY, TX

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