Mary Kate Frodema, financial advisor Northampton MA

Mary Kate Frodema

CRD Number: 5796418
Current Firm: St. Germain Investment Management

Mary Kate Frodema (CRD# 5796418) is an Investment Advisor Representative working at St. Germain Investment Management in Northampton, MA and has over 11 years of experience in the finance industry. Mary Kate Frodema has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
St. Germain Securities Springfield, MA May 2022 - Current < 1
Hart & Patterson Financial Group Amherst, MA Mar 2021 - May 2022 1
Mass Mutual Life Insurance Company Holyoke, MA Jul 2019 - Feb 2021 1
Mml Investors Services, LLC Holyoke, MA Dec 2011 - Feb 2021 9
Massmutual Life Insurance Co Springfield, MA Nov 2011 - Jun 2019 7
Mml Strategic Distributors, LLC Springfield, MA Apr 2014 - Feb 2016 1
Mml Distributors, LLC Springfield, MA Dec 2011 - Apr 2014 2
Western New England University Springfield, MA Sep 2011 - Nov 2013 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S66 NASAA Uniform Combined State Law Examination Aug 2019
Contact Info for Mary Kate Frodema
Phone Number: 413-733-5111
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    2,606
    MILLIONS
  • Total Number of Accounts
    5,171
    ACCOUNTS
  • Average Account Value
    $503,969
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA

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