Mauricio Assael, financial advisor San Diego CA
80 score

Mauricio Assael

CRD Number: 5394299
Current Firm: Ipg Investment Advisors, LLC

Mauricio Assael (CRD# 5394299) is an Investment Advisor Representative working at Ipg Investment Advisors, LLC in San Diego, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wunderlich Securities, Inc. Memphis, TN Jan 2015 - Current 3
Atlas One Financial Group, LLC Miami, FL Mar 2007 - Current 11
Dominick & Dominick LLC Miami, FL May 2008 - Jan 2015 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mauricio U. Assael
Phone Number: 619-326-1200
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States


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