Michael LangeCRD Number: 1966088
Current Firm: Southport Capital
Michael Lange (CRD# 1966088) is an Investment Advisor Representative working at Southport Capital in Chattanooga, TN and has over 10 years of experience in the finance industry.
Brooks, Moore & Associates, Inc.
|Southport Capital, Inc.||Chattanooga, TN||May 2017 - Current||< 1|
|Lange Financial Services, Inc.||Barrington, IL||Jan 2008 - Current||10|
|Redhawk Wealth Advisors, Inc.||Minneapolis, MN||Mar 2010 - May 2017||7|
|Horter Investment Management, LLC||Cincinnati, OH||Oct 2009 - Mar 2010||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2008|
|S65||NASAA Investment Advisors Law Examination||Oct 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management395MILLIONS
Total Number of Accounts2,272ACCOUNTS
Average Account Value$173,654
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MT, NC, NV, NY, OH, SC, TN, TX, VA, WI
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