Nathan RainboltCRD Number: 5485183
Current Firm: Fifth Third Securities, Inc.
Nathan Rainbolt (CRD# 5485183) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Louisville, KY and has over 10 years of experience in the finance industry.
Winebrenner Capital Management LLC
Alexander Investment Services Company
|Fifth Third Securities||Louisville, KY||Nov 2017 - Current||< 1|
|German American Bancorp||Floyds Knobs, IN||Aug 2016 - Current||1|
|German American Investments||Floyds Knobs, IN||Aug 2016 - Nov 2017||1|
|Investment Centers Of America||Floyds Knobs, IN||Jul 2014 - Aug 2016||2|
|U.s. Bancorp Investments, Inc.||Louisville, KY||Feb 2011 - Jul 2014||3|
|Jpmorgan Chase Bank Na||Louisville, KY||Jan 2008 - Feb 2011||3|
|Chase Investment Services Corp||Louisville, KY||Jan 2008 - Feb 2011||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2008|
|S66||NASAA Uniform Combined State Law Examination||Apr 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management888MILLIONS
Total Number of Accounts4,990ACCOUNTS
Average Account Value$177,914
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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